The webinar covers the following key areas:

·         Assigning a point of contact and gathering the needed information

·         Reviewing previous examinations and BSA audits

·         Ensuring senior management support to be cooperative with regulators

LEARNING OBJECTIVES

This webinar will target the entire OFAC regulatory examination process and address all areas of a financial institution’s operations from the most basic/fundamental processes to the most advance processes that the institution conducts. As such, this webinar will discuss issues involving employees with a fundamental understanding of the institution’s operations to senior managers and directors of the institution who have advanced knowledge of operations.

WHO WILL BENEFIT

• Directors of the Institution

• Managers of the Institution

• Risk Managers

• BSA Officers

• Compliance Officers

• Audit Staff

• BSA Staff

Speaker Profile:Thomas E Nollner has more than 35 years of experience in financial institution supervision and consulting. Mr. Nollner spent 30 years as a National Bank Examiner for the Comptroller of the Currency where he was a safety and soundness examiner and a compliance examiner.

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http://bit.ly/39yNMXe

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